Search result for FINE IMPOSED
MIRAE ASSET IMPOSED FINE BY FTC BUT NOT PROSECUTED
Highlights –
- Fair Trade Commission (FTC) South Korea decided not to prosecute Mirae Asset.
- FTC rather imposed a fine of $3.6 million.
- Mirae Asset Financial Group violated rules of trading ban among affiliates.
South ...
WOORI BANK AND HANA BANK FINED $30.8 MILLION
Highlights –
- South Korea’s financial regulator fined Woori Bank and Hana Bank
- Six-month ban on selling private equity fund products
- Banks responsible for failure to protect retail investors from risks
Hana Bank...